Join our dynamic team in a compliance-focused environment where your analytical and organizational skills will shine. This role offers the opportunity to contribute to critical compliance programs and collaborate with stakeholders to ensure smooth operations.

Responsibilities

• Manage and review documentation for compliance cases, ensuring accuracy and timely resolution.
• Monitor communications and escalate issues to maintain adherence to protocols.
• Coordinate with internal teams to support reporting and analysis for compliance initiatives.
• Assist in processes related to Ethics Point and Enhanced Underwriting, contributing to overall compliance efforts.
• Maintain professional communication with stakeholders to ensure smooth workflow and case management.

Skills

• Strong analytical and investigative skills to effectively manage compliance documentation.
• Excellent written and verbal communication abilities for clear stakeholder interaction.
• Proficiency in Microsoft Word and Excel to support documentation and reporting tasks.
• Bachelor’s degree in business or a related field to provide a solid foundation for compliance operations.
• 1–4 years of experience in insurance/securities compliance or operations to ensure effective case management.

Preferred Skills

• Series 6 or 7 license or insurance designations to enhance compliance expertise.
• Knowledge of life insurance, annuities, and mutual funds to support compliance processes.
• Familiarity with compliance reporting and supervision workflows to streamline operations.

At Horizontal, we are committed to fostering a diverse, equitable, and inclusive workplace where all individuals are valued and empowered to succeed.